- 合規管理體系標準解讀及建設指南
- 李素鵬 葉一珺 李昕原編著
- 511字
- 2022-05-13 11:03:43
1.5 ISO 37301新增的內容
【標準原文】
One of the objectives of this document is to assist organizations to develop and spread a positive culture of compliance,considering that an effective and sound management of compliance-related risks should be regarded as an opportunity to pursue and take,due to the several benefits that it provides to the organization such as:
— improving business opportunities and sustainability;
— protecting and enhancing an organization's reputation and credibility;
— taking into account expectations of interested parties;
— demonstrating an organization's commitment to managing its compliance risks effectively and efficiently;
— increasing the confidence of third parties in the organization's capacity to achieve sustained success;
— minimizing the risk of a contravention occurring with the attendant costs and reputational damage.
【對應的中文表達】
本文件的目標之一是協助各組織發展和傳播積極的合規文化,有效地管理與合規相關的風險應被視為一個追求和利用的機會,因為它能為組織提供以下幾個好處:
(1)改善商業機會和可持續性;
(2)保護和提高組織的聲譽及信譽;
(3)考慮相關方的期望;
(4)表明組織致力于有效管理其合規風險;
(5)提高第三方對本組織取得持續成功的能力的信心;
(6)最大限度地降低違規行為發生的風險,同時降低相應的成本和聲譽損失(或名譽損害)。
【標準原文】
This document specifies requirements as well as provides guidance on compliance management systems and recommended practices.Both the requirements and the guidance in this document are intended to be adaptable,and implementation can differ depending on the size and level of maturity of an organization's compliance management system and on the context,nature and complexity of the organization's activities and objectives.
【對應的中文表達】
本文件規定了要求,并提供了合規管理體系和推薦做法的指南。本文件中的要求和指南都是可調整的,根據組織合規管理體系的規模和成熟程度,以及組織活動和目標的背景、性質和復雜性,其具體實施可能有所不同。